New Account Forms

• Customer Agreement Terms and conditions of opening an OptionsHouse account.
• Customer Account Agreement Additional terms and conditions of opening an OptionsHouse account.
• Option Agreement Agreement for trading options.
• Characteristics and Risks of Standardized Options Disclosure from the Options Clearing Corporation regarding the risks of trading options.

Non-IRA Account Forms

• Partnership AgreementUse this form to list all of the partners on a partnership account.
• Trustee Certification Use this form to list all of the trustees on a trust account.
• LLC AuthorizationUse this form to list the authorized signers in an LLC.
• Affidavit of Sole OwnershipUse this form to list the sole owner of the company.
• Corporate Account AgreementUse this form to list the officers of the corporation.
• Investment Club Account AgreementUse this form for to list all people who have vested interest in the account.

IRA Account Forms

• IRA SimplifierUse this form to designate a beneficiary for your IRA account.
• Roth IRA SimplifierUse this form to designate a beneficiary for your Roth IRA account.
• IRA Deposit SlipUse this form to make a contribution into an IRA. Be sure to designate the contribution type.
• IRA Withdrawal StatementUse this form to make a distribution from your Traditional or SEP IRA.
• Roth IRA Withdrawal StatementUse this form to make a distribution from your Roth IRA.
• SEP IRA Adoption AgreementUse this form when setting up a Simplified Employee Pension (SEP) Plan.
• SEP Eligibility FormUse this form when setting up a Simplified Employee Pension (SEP) Plan.
• SEP Plan DocumentUse this form when setting up a Simplified Employee Pension (SEP) Plan.
• SEP Summary for EmployeesUse this form when setting up a Simplified Employee Pension (SEP) Plan.
• ESA SimplifierUse this form to list the beneficiary of a Coverdell Education Savings Account.

Miscellaneous Forms

• Customer Account Transfer Form (ACAT)Use this form to transfer cash and securities into your OptionsHouse account from another brokerage firm.
• Change in Ownership FormUse this form when transferring assets between accounts that have different registration types.
• Automated Clearing House (ACH)Use this form to establish a link between your bank account and your OptionsHouse brokerage account.
• Margin AgreementOutlines the terms of the margin account.
• Margin AgreementOutlines the terms of the margin account. This form is used when converting an existing account from cash to margin.
• Limited Trading AuthorizationUse this form to give another person the ability to trade your account. They have the ability to make trades on your behalf, but NOT transfer funds.
• Online Access Account Linking AgreementIndividual- Use this form to link multiple accounts under one username and password.
• Online Access Account Linking AgreementBusiness- Use this form to link multiple accounts under one username and password.
• Transfer on DeathUse this form to designate the beneficiaries for your individual or joint account.
• Penflex ApplicationUse this form to apply to get check writing privileges. Fees may apply.
• Letter Of DirectionUse this form to confirm the auto-trading service ("system") you would like to use through OptionsHouse.
• Letter Of Direction Disclosure StatementOutlines the terms and conditions of auto-trading through a third party provider.